Description: Hedge fund in Texas is seeking to hire a Compliance Analyst. Responsibilities include assisting with CFTC, SEC, and FSA compliance, working with compliance departments, and assuring compliance of documents.
Description: An international Investment Bank with an Asset Management division is searching for a professional to join their Investment Management Compliance (IMC) team.The main function of this role is the review and monitoring of investments.
Qualifications: 3+ years experience in financial industry, working knowledge of Charles River system, bachelors degree or higher.
Description: One of the largest alternative asset managers has $25 billion in AUM and 200 employees. Responsibilities include: Conducting in-house compliance reviews, review marketing materials, monitoring client accounts, and assisting with training other members of compliance team.
Qualifications: 5-6 years hedge fund compliance experience. Excellent academic credentials, in depth knowledge of Investment Advisors Act of 1940.
